Rule 405 is the NYSE codification of '..... your customer' rules, which require that a customer's situation be suitable for any investment being made.

Rule 405 is the NYSE codification of '..... your customer' rules, which require that a customer's situation be suitable for any investment being made. (*) advise (*) check (*) know (*) match


This is a companion discussion topic for the original entry at https://english.best/questions/10220,rule-405-is-the-nyse-codification-of-___-your-customer-rules-which-require-that-a-customers-situation-be-suitable-for-any-investment-being-made/