For purposes of this rule, "agency ..... transaction for an advisory client" means a transaction in which a person acts as an investment adviser in relation to a transaction in which the investment adviser acts as a broker-dealer for both the advisory client and another person on the other side of the transaction.

For purposes of this rule, "agency ..... transaction for an advisory client" means a transaction in which a person acts as an investment adviser in relation to a transaction in which the investment adviser acts as a broker-dealer for both the advisory client and another person on the other side of the transaction. (*) back (*) cross (*) mirror (*) pair


This is a companion discussion topic for the original entry at https://english.best/questions/9531,for-purposes-of-this-rule-agency-___-transaction-for-an-advisory-client-means-a-transaction-in-which-a-person-acts-as-an-investment-adviser-in-relation-to-a-transaction-in-which-the-investment-adviser-acts-as-a-broker-dealer-for-both-the-advisory-client-and-another-person-on-the-other-side-of-the-transaction/